Compliance & Requirements

General advice on compliance-related topics.

• Are Snappy Kraken Campaigns Compliant Under the New SEC Marketing Rule?
• Does Snappy Kraken Help Me Comply with the California Consumer Privacy Act (CCPA)?
• What Are My Journaling/ BCC Options for Compliance?
• Do You Have an SEC Review Letter Available?
• Can I Repurpose Snappy Kraken Content?
• Will You Work with My Archiving and/or Compliance Software?
• Why Doesn’t the Unsubscribe Link Show on Compliance PDFs?
• What is Snappy Kraken's Privacy Policy?
• Why Do the FINRA Letters Refer to Mutual Trust Company of America Securities?
• Our Anti-Spam Requirements for Email
• Are All Campaigns FINRA Reviewed?
• How to submit your profile and campaigns to your LPL compliance analyst? ** For LPL Advisors Only **