What If You Aren't Able to Use the FINRA Letter?
The SEC doesn’t provide an advertising review, so there is no equivalent to a FINRA letter.
However, all of our content is designed for use by RIAs.
We put our content through the rigorous FINRA review process at our own cost. You can be assured that we’re committed to the quality of the content and our desire to help speed up the approval process for compliance or legal departments as they apply to each of our clientss.