Compliance & Requirements
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      2. Compliance & Requirements

      Are Snappy Kraken Campaigns Compliant Under the New SEC Marketing Rule?

      Snappy Kraken Has Taken Steps to Ensure All Campaigns Are Compliant on November 4th

      The fact that advisors are empowered to use the power of social proof and testimonials within their marketing means NOTHING if they don’t act and start collecting that proof.


      It’s why we acted quickly and created an RIA Testimonial Request Campaign as soon as the SEC released news about the new rule.

      The RIA Testimonial Request Campaign includes 3 emails that run for over 3 weeks. It includes a landing page with a testimonial form and a confirmation page that thanks the client for giving a testimonial.

       

      Advisors who jumped on this early have been able to lay the groundwork for how they will benefit from the new rule.

      We also pulled together two attorneys to present and run Q&A on the topic which you can watch below. Click HERE for additional resources on the new SEC rules.